What Happened to All of Science’s Big Breakthroughs?

A new study finds a steady drop since 1945 in disruptive feats as a share of the world’s booming enterprise in scientific and technological advancement.Miracle vaccines. Videophones in our pockets. Reusable rockets. Our technological bounty and its related blur of scientific progress seem undeniable and unsurpassed. Yet analysts now report that the overall pace of real breakthroughs has fallen dramatically over the past almost three-quarters of a century.This month in the journal Nature, the report’s researchers told how their study of millions of scientific papers and patents shows that investigators and inventors have made relatively few breakthroughs and innovations compared with the world’s growing mountain of science and technology research. The three analysts found a steady drop from 1945 through 2010 in disruptive finds as a share of the booming venture, suggesting that scientists today are more likely to push ahead incrementally than to make intellectual leaps.“We should be in a golden age of new discoveries and innovations,” said Michael Park, an author of the paper and a doctoral candidate in entrepreneurship and strategic management at University of Minnesota.The new finding of Mr. Park and his colleagues suggests that investments in science are caught in a spiral of diminishing returns and that quantity in some respects is outpacing quality. While unaddressed in the study, it also raises questions about the extent to which science can open new frontiers and sustain the kind of boldness that unlocked the atom and the universe and what can be done to address the shift away from pioneering discovery. Earlier studies have pointed to slowdowns in scientific progress but typically with less rigor.Mr. Park, along with Russell J. Funk, also of the University of Minnesota and Erin Leahey, a sociologist at the University of Arizona, based their study on an enhanced kind of citation analysis that Dr. Funk helped to devise. In general, citation analysis tracks how researchers cite one another’s published works as a way of separating bright ideas from unexceptional ones in a system flooded with papers. Their improved method widens the analytic scope.“It’s a very clever metric,” said Pierre Azoulay, a professor of technological innovation, entrepreneurship and strategic management at the Massachusetts Institute of Technology. “I was giddy when I saw it. It’s like a new toy.”Researchers have long sought objective ways to assess the state of science, which is seen as vital to economic growth, national pride and military strength. It became more difficult to do so as published papers soared in number to more than one million annually. Each day, that’s more than 3,000 papers — by any standard, an indecipherable blur.Defying the surge, experts have debated the value of incremental strides versus “Eureka!” moments that change everything known about a field.The new study could deepen the debate. One surprise is that discoveries hailed popularly as groundbreaking are seen by the authors of the new study as often representing little more than routine science, and true leaps as sometimes missing altogether from the conversation.For instance, the top breakthrough on the study’s list of examples is a gene-splicing advance that’s poorly known to popular science. It let foreign DNA be inserted into human and animal cells rather than just bacteria ones. The New York Times referred to it in a 1983 note of four paragraphs. Even so, the feat produced a run of awards for its authors and their institution, Columbia University, as well as almost $1 billion in licensing fees as it lifted biotechnology operations around the world.In contrast, the analysts would see two of this century’s most celebrated findings as representing triumphs of ordinary science rather than edgy leaps. The mRNA vaccines that successfully battle the coronavirus were rooted in decades of unglamorous toil, they noted.So too, the 2015 observation of gravitational waves — subtle ripples in the fabric of space-time — was no unforeseen breakthrough but rather the confirmation of a century-old theory that required decades of hard work, testing and sensor development.“Disruption is good,” said Dashun Wang, a scientist at Northwestern University who used the new analytic technique in a 2019 study. “You want novelty. But you also want everyday science.”The three analysts uncovered the trend toward incremental advance while using the enhanced form of citation analysis to scrutinize nearly 50 million papers and patents published from 1945 to 2010. They looked across four categories — the life sciences and biomedicine, the physical sciences, technology and the social sciences — and found a steady drop in what they called “disruptive” findings. “Our results,” they wrote, “suggest that slowing rates of disruption may reflect a fundamental shift in the nature of science and technology.”Their novel method — and citation analysis in general — get analytic power from the requirement that scientists cite studies that helped to shape their published findings. Starting in the 1950s, analysts began to tally those citations as a way to identify research of importance. It was a kind of scientific applause meter.But the count could be misleading. Some authors cited their own research quite often. And stars of science could receive lots of citations for unremarkable finds. Worst of all, some of the most highly cited papers turned out to involve minuscule improvements in popular techniques used widely by the scientific community.The new method looks at citations more deeply to separate everyday work from true breakthroughs more effectively. It tallies citations not only to the analyzed piece of research but to the previous studies it cites. It turns out that the previous work is cited far more often if the finding is routine rather than groundbreaking. The analytic method turns that difference into a new lens on the scientific enterprise.The measure is called the CD index after its scale, which goes from consolidating to disrupting the body of existing knowledge. Dr. Funk, who helped to devise the CD index, said the new study was so computationally intense that the team at times used supercomputers to crunch the millions of data sets. “It took a month or so,” he said. “This kind of thing wasn’t possible a decade ago. It’s just now coming within reach.”The novel technique has aided other investigators, such as Dr. Wang. In 2019, he and his colleagues reported that small teams are more innovative than large ones. The finding was timely because science teams over the decades have shifted in makeup to ever-larger groups of collaborators.In an interview, James A. Evans, a University of Chicago sociologist who was a co-author of that paper with Dr. Wang, called the new method elegant. “It came up with something important,” he said. Its application to science as a whole, he added, suggests not only a drop in the return on investment but a growing need for policy reform.“We have extremely ordered science,” Dr. Evans said. “We bet with confidence on where we invest our money. But we’re not betting on fundamentally new things that have the potential to be disruptive. This paper suggests we need a little less order and a bit more chaos.”

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Surgeon General Defends Legality of Biden Vaccine Mandates

Dr. Vivek Murthy, the surgeon general, made the rounds on Sunday television shows to defend the Biden administration’s new Covid vaccine mandates, portraying them as narrow directives that apply only to specific professions where the federal government “hs legal authority to act” — a direct counter to Republican accusations of unconstitutional federal overreach. Dr. Murthy called the plan “ambitious and thoughtful” on the ABC program “This Week,” saying, “These kinds of requirements actually work to improve our vaccination rates.” He said they were part of “a serious of steps that have to be taken in order to protect our country from Covid-19, and help us get through this pandemic.”He cited Tyson Foods, one of the nation’s top meat processors. In August, it said it would require Covid vaccinations for its employees. The surgeon general said the company’s vaccination rate had shot up “from 45 percent to more than 70 percent in a very short period of time. And they’re not even at their deadline yet.”The mandates — for either vaccination or weekly testing — cover 17 million health care workers in institutions that get Medicare and Medicaid funds, as well as roughly 80 million employees in private companies with more than 100 workers. Asked about the administration’s novel use of the Occupational Safety and Health Administration’s powers over private workplaces to put the mandates in place, Dr. Murthy said the administration believed it was “appropriate” and “legal.”O.S.H.A.’s foundational legislation, he said, gives the agency a responsibility “to ensure that the workplace is safe for workers, and that’s what this measure does.”Republican governors in several states have pledged to file suit to prevent the rules from taking effect, opposition that reflects anger and fear Covid vaccines have stirred among a significant portion of G.O.P. voters. Asked if the new mandates would harden calls for civil disobedience and opposition to Covid vaccinations, Dr. Murthy said it was entirely understandable that people were fatigued by the waves of viral illness and that some had lost patience with safety precautions. But he pointed to the commemoration of the 20th anniversary of the Sept. 11 attacks a day earlier as a model for of how the nation could unify around crisis. “This has been a long, difficult pandemic — I know it has generated a lot of anger and a lot of fatigue, a lot of impatience,” he said. “But what we cannot allow,” he added, “is for this pandemic to turn us on each other. Our enemy is the virus. It is not one another.”On CNN’s “State of the Union,” Dr. Murthy acknowledged that people would seek to sidestep the mandates with religious exemptions or other means, but noted that the nation had learned over the decades how to, for instance, enforce childhood vaccinations as a requirement for school attendance.“We have experience in dealing with exemptions,” he said, “but have to be vigilant there and make sure people are using them in the spirit that they’re intended and not, as you know, abusing them or asking for exemptions when they don’t apply.”

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Biden Has Elevated the Job of Science Adviser. Is That What Science Needs?

The Senate is considering Eric S. Lander’s nomination after months of delay. Some experts ask what impact an adviser can actually have.On the campaign trail, Joseph R. Biden Jr. vowed to unseat Donald J. Trump and bring science back to the White House, the federal government and the nation after years of presidential attacks and disavowals, neglect and disarray.As president-elect, he got off to a fast start in January by nominating Eric S. Lander, a top biologist, to be his science adviser. He also made the job a cabinet-level position, calling its elevation part of his effort to “reinvigorate our national science and technology strategy.”In theory, the enhanced post could make Dr. Lander one of the most influential scientists in American history.But his Senate confirmation hearing was delayed three months, finally being set for Thursday.The delay, according to Politico, arose in part from questions about his meetings with Jeffrey Epstein, the financier who had insinuated himself among the scientific elite despite a 2008 conviction that had labeled him as a sex offender. Dr. Lander met with Mr. Epstein at fund-raising events twice in 2012 but has denied receiving any funding or having any kind of relationship with Mr. Epstein, who was later indicted on federal sex trafficking charges and killed himself in jail in 2019.The long delay in his Senate confirmation has led to concerns that the Biden administration’s elevation of Dr. Lander’s role is more symbolic than substantive — that it’s more about creating the appearance of strong federal support for the scientific enterprise rather than working to achieve a productive reality.Roger Pielke Jr., a professor at the University of Colorado, Boulder, who has interviewed and profiled presidential scientific aides, recently noted that one of President Biden’s top scientific agendas, climate policy, has moved ahead briskly without any help from a White House science adviser.“Is Biden giving him busy work?” he asked of Dr. Lander’s role. “Or is there actually a policy portfolio?”Likewise, Mr. Biden’s first proposed federal budget, unveiled April 9, received no public endorsement from the presidential science adviser but nonetheless seeks major increases in funding at nearly every science agency.Mr. Biden’s championing of the science post and its unpunctual start have raised a number of questions: What do White House science advisers actually do? What should they do? Are some more successful than others and, if so, why? Do they ever play significant roles in Washington’s budget wars? Does Mr. Biden’s approach have echoes in history?The American public got few answers to such questions during Mr. Trump’s tenure. He left the position empty for the first two years of his administration — by far the longest such vacancy since Congress in 1976 established the modern version of the advisory post and its White House office. Under public pressure, Mr. Trump filled the opening in early 2019 with Kelvin Droegemeier, an Oklahoma meteorologist who kept a low profile. Critics derided Mr. Trump’s neglect of this position and the vacancies of other scientific expert positions across the executive branch.President Richard Nixon with his science adviser, Edward E. David Jr., center, in 1971. Mr. Nixon eliminated the position after Dr. David quit in 1973.Associated PressBut while scientists in the federal work force typically have their responsibilities defined in considerable detail, each presidential science adviser comes into the job with what amounts to a blank slate, according to Shobita Parthasarathy, director of the Science, Technology and Public Policy program at the University of Michigan.“They don’t have a clear portfolio,” she said. “They have lots of flexibility.”The lack of set responsibilities means the aides as far back as 1951 and President Harry S. Truman — the first to bring a formal science adviser into the White House — have had the latitude to take on a diversity of roles, including ones far removed from science.“We have this image of a wise person standing behind the president, whispering in an ear, imparting knowledge,” said Dr. Pielke. “In reality, the science adviser is a resource for the White House and the president to do with as they see fit.”Dr. Pielke argued that Mr. Biden is sincere in wanting to quickly rebuild the post’s credibility and raise public trust in federal know-how. “There’s lots for us to like,” he said.But history shows that even good starts in the world of presidential science advising are no guarantee that the appointment will end on a high note.“Anyone coming to the science advisory post without considerable experience in politics is in for some rude shocks,” Edward E. David Jr., President Richard M. Nixon’s science adviser, said in a talk long after his bruising tenure. He died in 2017.One day in 1970, Mr. Nixon ordered Dr. David to cut off all federal research funding to the Massachusetts Institute of Technology, Dr. David’s alma mater. At the time, it was receiving more than $100 million a year.The reason? The president of the United States had found the political views of the school’s president to be intolerable.“I just sort of sat there dumbfounded,” Dr. David recalled. Back in his office, the phone rang. It was John Ehrlichman, one of Mr. Nixon’s trusted aides.“Ed, my advice is don’t do anything,” he recalled Mr. Ehrlichman saying. The nettlesome issue soon faded away.In 1973, soon after Dr. David quit, Mr. Nixon eliminated the fief. The president had reportedly come to see the adviser as a science lobbyist. After Mr. Nixon left office, Congress stepped in to reinstate both the advisory post and its administrative body, renaming it the White House Office of Science and Technology Policy.The position, some analysts argue, has grown more influential in step with scientific feats and advances. But others say the job’s stature has declined as science has become more specialized and the advisory work has focused increasingly on narrow topics unlikely to draw presidential interest. Still others hold that so many specialists now inform the federal government that a chief White House scientist has become superfluous.Daniel Sarewitz, a professor of science and society at Arizona State University, argued in a 2007 study that the post’s influence “has waxed and waned (mostly waned) with time.”President Bill Clinton with the crew of the space shuttle Discovery, as well as Daniel S. Goldin, second right, the NASA administrator and Neal F. Lane, right, the presidential science adviser, in 1999.The White House/CNP/MediaPunch, via AlamyBut Mr. Biden’s moves, he added in an interview, were now poised to raise the post’s importance and potential sway. “For Democrats,” he said, “science and politics are converging right now, so elevating the status of science is smart. It’s good politics.”The scientific community tends to see presidential advisers as effective campaigners for science budgets. Not so, Dr. Sarewitz has argued. He sees federal budgets for science as having done well over the decades irrespective of what presidential science advisers have endorsed or promoted.Neal F. Lane, a physicist who served as President Bill Clinton’s science adviser, argued that the post was today more important than ever because its occupant provides a wide perspective on what can best aid the nation and the world.“Only the science adviser can be the integrator of all these complex issues and the broker who helps the president understand the play between the agencies,” he said in an interview. The moment is auspicious, Dr. Lane added. Catastrophes like war, the Kennedy assassination and the terrorist attacks of 2001, he said, can become turning points of reinvigoration. So too, he added, is the coronavirus pandemic a time in American history when “big changes can take place.”His hope, he said, is that Mr. Biden will succeed in elevating such issues as energy, climate change and pandemic preparedness.As for the federal budget, Dr. Lane, who headed the National Science Foundation before becoming Mr. Clinton’s science adviser from 1998 to 2001, said his own experience suggested the post could make modest impacts that nonetheless reset the nation’s scientific trajectory. His own tenure, he said, saw a funding rise for the physical sciences, including physics, math and engineering.Some part of his own influence, Dr. Lane said, derived from personal relationships at the White House. For instance, he got to know the powerful director of the Office of Management and Budget, which set the administration’s finances, while dining at the White House Mess.The advisory post becomes most influential, analysts say, when the science aides are aligned closely with presidential agendas. But a commander in chief’s objectives may not match those of the scientific establishment, and any influence bestowed by proximity to the president may prove quite narrow.George A. Keyworth II, President Ronald Reagan’s science adviser from 1981 to 1986.George Tames/The New York TimesGeorge A. Keyworth II was a physicist from Los Alamos — the birthplace of the atomic bomb in New Mexico. In Washington, as science adviser to Ronald Reagan, he strongly backed the president’s vision of the antimissile plan known as Star Wars.Dr. Pielke of the University of Colorado said the contentious issue became Dr. Keyworth’s calling card in official Washington. “It was Star Wars,” he said. “That was it.” Despite intense lobbying, the presidential call for weapons in space drew stiff opposition from specialists and Congress, and the costly effort never got beyond the research stage.Policy analysts say Mr. Biden has gone out of his way to communicate his core interests to Dr. Lander — a geneticist and president of the Broad Institute, a hub of advanced biology run by Harvard University and M.I.T.On Jan. 15, Mr. Biden made public a letter with marching orders for Dr. Lander to consider whether science could help “communities that have been left behind” and “ensure that Americans of all backgrounds” get drawn into the making of science as well as securing its rewards.Dr. Parthasarathy said Mr. Biden’s approach was unusual both in being a public letter and in asking for science to have a social conscience. In time, she added, the agenda may transform both the adviser’s office and the nation.“We’re at a moment” where science has the potential to make a difference on issues of social justice and inequality, she said. “I know my students are increasingly concerned about these questions, and think rank-and-file scientists are too,” Dr. Parthasarathy added. “If ever there was a time to really focus on them, it’s now.”

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